Thursday, August 27, 2009

René Descartes: Scientific Method

descarteRené Descartes' major work on scientific method was the
Discourse that was published in 1637 (more fully: Discourse on the
Method for Rightly Directing One's Reason and Searching for Truth in
the Sciences). He published other works that deal with problems of
method, but this remains central in any understanding of the Cartesian
method of science. The common picture of Descartes is as one who
proposed that all science become demonstrative in the way Euclid made
geometry demonstrative, namely as a series of valid deductions from
self-evident truths, rather than as something rooted in observation
and experiment. Descartes is usually portrayed as one who defends and
uses an a priori method to discover infallible knowledge, a method
rooted in a doctrine of innate ideas that yields an intellectual
knowledge of the essences of the things with which we are acquainted
in our sensible experience of the world. This metaphysics of essences
and the accompanying a priori method are then contrasted to the method
of Newton, Bacon and the British empiricists, who denied the
metaphysics of essences and the doctrine of innate ideas, and for whom
knowledge of the world of sensible appearances was to be located, not
by going outside it to a realm of essences, but by applying the method
of experiment through which one could trace out the patterns in this
world of causes and effects. There is something to this standard
picture, but Descartes' thought, like that of the empiricists, goes
far beyond this simple description. In fact, Descartes sought to found
our knowledge of things as much in experience and in experiment as in
things a priori.

1. Science as Observation and Experiment
a. Laws about Laws

Let us begin in the middle of one of these essays, the Optics, and in
particular its Fifth Discourse, "Of Vision." There Descartes asks the
reader to turn to experience, observational knowledge. He asks the
reader to carefully observe an eyeball, say that of an ox, from which
a portion of the rear has been removed with sufficient care to leave
the eyeball fluid untouched. The portion removed is covered with a
thin piece of paper. Descartes then describes how one can view the
image formed on the back of the eyeball of objects at varying
distances from the front of the eyeball, how the size of the image
varies with distance, becomes fuzzier when the eyeball is squeezed,
and so on. These were observations that had not before been recorded:
they were part of the "new world" that science was just beginning to
explore. The method was to, in the first place, explore it by
empirical observation. Look, but look carefully and systematically.

To observe, however, is not to explain, and the new science seeks also
to explain. Descartes has prepared the way for this. In earlier
Discourses in the Optics, he presented the laws of geometrical optics
for reflection and refraction. The former was already well known, but
the sine law for refraction was newly discovered. (Huygens was later
to complain that Descartes had not referred to Snell, who is now
generally credited with the discovery of this law.) Descartes
carefully shows how the lens of the eyeball, in conformity with the
law of refraction, focuses light arriving from the object to form the
image on the retina. The more particular biological facts of sight can
be explained by the more general laws of geometrical optics.

The sine law of refraction is the general form of a set of laws: the
angle of refraction will depend upon the particular transparent
substances through which the light passes. The actual angle for any
pair of substances will have to be determined by experiment.

Notice the structure of these inferences. There is a general law to
the effect that for any situation of certain generic sort, there are
specific laws that have some generic form. This is a law about laws.
This law about laws serves as an abstract generic theory, and it
yields, in regard to any specific sort of situation falling under the
genus, the conclusion that, for such a specific sort of situation,
there is a law (this has been called a "Principle of Determinism") and
that this law will have a certain generic form and not any other sort
of form (this has been called a "Principle of Limited Variety"). These
two Principles provide a framework within which the scientist
searching after truth works as he or she attempts to locate the law of
the relevant generic sort that is there, according to theory, to be
discovered. There will be a number of specific possibilities, each of
the relevant generic sort. The task will be to turn to experiment to
eliminateall possibilities but one by finding counterexamples. The
un-eliminated hypothesis will be the specific law one is aiming to
discover. In particular, such experiments will determine the constant
of refraction that the sine law asserts to be there for specific pairs
of transparent substances. Experiment will confirm the un-eliminated
specific hypothesis, and this will in turn confirm the more generic
theory that predicted the existence of a law of that relevant form.

The direction of the light rays as they pass from one substance to
another will be determined not just by the constant of refraction, but
also by the curvature of the surface that is the interface boundary.
Descartes shows how the shape of a lens contributes to the formation
of images. This again is a generic description of the laws applying to
many specific situations. Descartes applies this knowledge to account
for the various effects that can be produced on the image on the
retina, for example, by squeezing the eyeball to distort the lens of
the eye in various ways.

In later Discourses in the Optics Descartes goes on to show how this
knowledge of patterns or regularities among things and events of the
sensible world can be used to design telescopes, recently used
effectively by Galileo, and to design lenses that can be used to
remedy defects in eyesight. Descartes is using the knowledge of
patterns not only to explain things newly noticed in observation, but
also to apply it in ways useful to the further scientific exploration
of the world (telescopes) and to make ordinary life better (corrective
lenses).

The laws about laws that are the laws of reflection and refraction are
themselves laws of physics, laws of matter in motion. In his
presentation of these laws in the earlier Discourses in the Optics,
Descartes uses a speculative model of light as consisting of little
particles akin to tennis balls, only much smaller. This kinship is not
only one of shape but one of the generic form of the laws that
describe the motions of these two sorts of entity. He assumes that the
particles of light move in straight lines. In the case of reflection
he assumes that the light, that is, these light particles, strike an
impenetrable surface and bounce off. In the case of the refraction he
assumes the particles pass from a medium of one density to and through
one with another density. The deductions Descartes offers are, in
particular in the case of refraction, of questionable validity, but
that is not to the present point; our interest is in the Cartesian
method or methods and not how he actually applies them.

Descartes is clearly open to speculation because the model he uses for
light is one that lacked empirical confirmation. He offered little
evidence for his model of light. But it has two uses. One is as a
heuristic device, to be used to discover laws, such as that of
refraction, which can themselves be confirmed in experience. The
experimental confirmation of these specific laws will also confirm the
laws of the generic theory that has been discovered by means of the
heuristic model.

He was clear, in his own mind at least, that the model had hardly be
given a demonstration in the sense in which one could give in geometry
the sort of demonstration given by Euclid. He wrote to Mersenne:

You ask me whether I think what I have written about refraction is
a demonstration. I think it is, at least as far as it is possible,
without having proved the principles of physics previously by
metaphysics, to give any demonstration in this subject … as far as any
other question of mechanics, optics, or astronomy, or any other
question which is not purely geometrical or arithmetical, has ever
been demonstrated. But to demand that I should give geometrical
demonstrations of matters which depend on physics is to demand that I
should do the impossible. If you restrict the use of "demonstration"
to geometrical proofs only, you will be obliged to say that Archimedes
demonstrated nothing in mechanics, nor Vitello in optics, nor Ptolemy
in astronomy, etc., which is not commonly maintained. For, in such
matters, one is satisfied that the writers, having presupposed certain
things which are not obviously contradictory to experience, have
besides argued, consistently and without logical fallacy, even if
their assumptions are not exactly true. (27 May 1638)

b. Models of "How Possibly"

The other use which these models have is to yield what might be called
"how possibly" explanations. Many explained that sight occurred by
immaterial sensory species, images of the objects being observed,
being given off by those objects, and impinging upon the eye. The
challenge was more or less that something like this must be so because
no purely material explanation, in terms of particles interacting
mechanically, could be given for the person becoming aware of the form
of the object viewed. Descartes' model showed how this could be so
because it explained how it possibly could be that there is a
mechanical process that accounts for the facts of sight without
invoking immaterial entities.

Descartes works out further this "how possibly" model, when he goes on
in the Optics to elaborate a vision of the biological workings of a
complete physiology that, like the more restricted case of the
workings of the eyeball, can be explained by the supposed laws of a
mechanistic physics. He lays out the idea that there certain fluids –
"animal spirits" – carrying in effect messages from the sense organs
to the brain, and to the pineal gland in particular – where he
supposes the messages to be read as it were by the mind – this is the
point of contact between the mind as a mental substance and the body
as a, or more accurately as a part of the, material substance. The
pineal gland is where the science of physics and material things
stops, and the metaphysics of mind takes over. We need not pursue the
line of the perceptual process from body into mind.

These "how possibly" uses of mechanistic models clearly introduce a
research program, both of discovering the specific laws they suggest
are there and confirming that the models do represent the structure of
the world.

There was another point to the development of these "how possibly"
models. The Roman physician Galen had written a work On the Usefulness
of Bodily Parts, which thoroughly examined anatomical and
physiological functioning. It was based on dissection, mainly of
animals, and some experiment, and a good deal of speculation. Overall,
it argued the thesis not only that the parts of the body are useful to
the survival and good life of the animal or human being, but more
strongly that the existence of these parts was to be explained by
their utility–they existed in virtue of the fact that they contributed
to the Good. While connected to the past, the cause of their existence
was the form of the Good, their final cause, drawing them from the
future into the present. Galen's work was openly teleological, a
perspective developed by Plato, first in the Phaedo against
Anaxagoras, and extended by Aristotle, against the mechanism of
Democritus and Epicurus and Lucretius. While rejecting the
anti-theological positions adopted by these latter Greek and Roman
philosophers, Descartes sided with them in opposing teleological
explanations. To be sure, anatomy and physiological processes did
contribute to the survival and well being of animals and human beings,
but their explanation was entirely in terms of mechanistic causes.
Descartes' "how possibly" explanations aim to establish that our
understanding of bodily processes needs no teleology because research
can proceed here much as it proceeds in physics. That is, the science
of human physiology is the same in kind as the science of stones.
c. Application to Human Physiology

Descartes was prepared to extend his guess to the whole set of natural
processes defining the human being (save for rational thought and
action under control of the conscious will). In the early 1630s he
composed a Treatise on Man (Traité de l'homme), which he suppressed on
learning of Galileo's condemnation in 1633. It appeared only
posthumously, in 1664, when it was published along with another
unfinished work, this one from 1647/8, The Description of the Human
Body (La Description du Corps Humaine). The latter is sometimes titled
"On the Formation of the Fetus," though this is misleading as this is
only part, albeit an important part, of what the work covers. The
Treatise begins deliberately with the supposition that God has built a
statue which is a "machine made from earth," with a heart, a brain,
and so on, but a contrivance which in detail works much like a clock,
only in more complicated ways. The complex mechanisms are assumed to
be able to approximate those of a human, but as it is imagined as a
machine we will not be tempted to attribute its motions to the various
mysterious powers, vegetative and sensitive souls, and so on, as did
Aristotle and the Scholastics. Descartes' program aimed to show that
all but rational and deliberately willed and self-conscious behavior
could, in principle, at least, be explained as material processes
operating according to mechanistic laws. He therefore elaborates "how
possibly" such a machine might work. He describes how a "man of earth"
analogous to clocks and to the automata, powered by water and doing
various things, constructed by engineers for the gardens of the rich,
but incredibly more complex, might be constructed by God and how it
might work. The mechanisms envisioned by Descartes for this "man
machine" in the Treatise are quite complex, although in comparison to
what we now know of these mechanisms, they are simplistic and crude.
The Description is a more curious work, dealing with the development
of the human being from sperm through fetus to grown adult person. It
consists mainly of assertions and coarse sketches of the mechanisms
supposed to be involved. It was still a "how possibly" explanation,
but it certainly was less persuasive than other parts of Descartes'
sketches of a non-Galenic, non-Aristotelian mechanistic vision of the
human body.

Once Descartes' program in anatomy and physiology became known, its
impact was immense: it was a breath of fresh air that swept away old
ideas that merely obfuscated things, and opened up a "new world" for
scientific investigation. Still, there were those who were not
convinced. The English philosopher, Henry More, was one of these. He
argued that the complexity of the human body and activity, indeed the
complexity of plants and animals, could not be accounted for in terms
of the bouncings and collisions of billiard balls of different sizes.
He corresponded with Descartes on these issues, and his ideas appeared
in a book On the Immortality of the Soul (1659; included together with
Letters to Descartes in hisPhilosophical Writings, 1662). More argued
that the bodies of living things, including humans, had an irreducible
complexity that mere mechanisms could not account for, and that
non-material entities and forces, "plastic forms," were needed.
Needless to say, these plastic forms were non-empirical entities. The
idea is with us still, with those who deny the inadequacy of natural
selection to explain the origin of complex biological mechanisms. No
doubt Descartes had not shown "how possibly" the physicalist
mechanisms would work. This was especially true of the Cartesian
account of the development of the fetus: the passage of information
from the sperm to the developing organs begged for the idea of an
immaterial Form or final cause pulling the matter together into a
whole unlike in any way its genetic antecedents. More thought this
way. He could not envision a more complicated physics, one that
included the molecular biology of DNA molecules materially embodying
the required information. A physics much more developed than Descartes
and More could conceive, certainly much more than the levers and
billiard balls and flowing fluids that formed the limits of their
vision. But while, in the end, physics went well beyond that limited
Cartesian concept of the laws of physics to the laws of quantum
mechanics and of molecular biology, these are still the laws of
physics and it is still physics which forms the basic patterns of
causation in physiology. Thus, it has been the Cartesian vision of a
world that is to be understood physically, and the Cartesian method
that has triumphed, and it is no longer "how possibly" it works, but
rather how it actually works.

Descartes laid out the basic framework for empirical investigation in
the main body of the Discourse on Method, in the Fifth Part. He makes
specific reference to William Harvey's experiments that established
the circulation of the blood, against the views of Galen, drawing
attention to the eliminative role of observations in determining
which, among several possible cases, is the one which is true. He
indicates the need for a background generic theory to guide research
by providing a principle of determinism and a principle of limited
variety. Descartes is well aware of the logical structure of the
research process for investigating the natural world, and discovering
the laws of that world.

The background theory that is needed is the thesis that the world
operates through mechanical processes and mechanisms that obey the
laws of physics. Discoveries such as that of Harvey confirm these
generic laws that guide the research. But there is more to it than
that. This is where Descartes slips from the idea of science as
empirical to the idea of science as a priori, from the idea of science
as a method rooted in observation and experiment to the idea of a
science whose method is rooted in the demonstrations of pure reason.
2. Cartesian Rationalism
a. A Priori Method

Descartes argues that the laws in the basic mechanistic framework that
he takes to hold for sciences like optics and physiology – these laws
about laws that guide empirical research in these sciences – are not
themselves empirical but are rather necessary truths that are knowable
a priori. Thus far we have seen that Descartes is well aware of the
logical structure of the experimental method in natural science. To
that extent he is not a philosopher who asserts that the a priori
method applies everywhere. But he is nonetheless correctly to be
counted among the rationalists. In fact he argues that in principle at
least all laws could be known a priori. It is just that the world of
ordinary things is too complicated in its structure for us, with our
finite minds and limited capacity to grasp the a priori structure of
the world, to deduce from self-evident premises the laws of the
mechanisms underlying ordinary observable things and processes. We can
know a priori the law about laws that there are more specific laws
with the generic structure of physical mechanisms, of machines. But
what those specific laws are requires empirical research; they are too
complex logically to be knowable a priori by us, with our finite
capacities.

Descartes argues that all things, including the material world we know
by sense, have an inner essence or form, and its presence explains the
structure of things as they ordinarily appear. These essences or forms
are known not by sense but by reason. Reason is precisely the capacity
to grasp these essences which are the reasons for things, the reasons
why there are these patterns and regularities in the sensible world
rather than others. He takes for granted that when the form is known
that form is literally in the mind of the knower: there is an identity
of the knower and the known. To grasp the essence of a thing is to
know a priori the structure and behavior of the thing of which it is
the essence. Material things are all modes of a single substance, the
essence of which is extension. When we grasp the axioms of geometry as
necessary truths, we are grasping the logical and ontological
structure of the material world. Descartes is like Aristotle in
attributing essences to things, but for Aristotle knowledge of the
essence is given by syllogisms and by real definitions of species in
terms of genus and specific difference. For Descartes, the structure
is given by the truths of geometry.

Descartes holds in the Fifth Part of the Discourse on Method that the
basic laws of physics are those of the geometry of objects in motion.
These laws, he suggests, can be deduced from our knowledge of God. He
creates a world the essence of which is given by the laws of geometry
together with the principle that in any change quantity of motion is
conserved. This conservation principle is thought to follow from the
unchanging nature and stability of God the creator. There is a much
more detailed derivation in thePrinciples of Philosophy. It is far
from adequate. Descartes' knowledge of the laws of physics and of
mechanics falls far short of Newton's. Perhaps this shows the weakness
of the a priori method proposed by Descartes for obtaining the basic
framework laws for science, the framework that provides the starting
point of the experimental method and of the "how possibly"
explanations he offers for material processes. Many have thought so.

In the Principles of Philosophy he goes so far as to attempt a
derivation of the basic laws for planetary motions, based on the
mechanistic supposition that the planets are material objects moved in
circular fashion by vortices in a surrounding material fluid. Newton
was soon enough to present his Mathematical Principles (Principia
Mathematicae) to the world. Descartes had been able to present only a
set of non-mathematical principles, but Newton demonstrated that the
vortex account, whatever its pretensions to being established a
priori, was, given his three laws of motion, inconsistent with the
facts of elliptical orbits as established by observation by Kepler.
After Newton had succeeded in his attempt to "demonstrate the frame of
the system of the world" (as he set out to do in Book III of his
Principia Mathematicae), little was heard, save for a rearguard of
French Cartesians, of the vortex theory. It became an historical
curiosity.

Be that as it may, it could be concluded that Descartes had merely
misapplied his method a priori, not that it was incorrect. Some later
thinkers such as William Whewell argued this point. The method did not
disappear in the way the vortex theory disappeared.
b. Geometrical Deduction

In one sense, this method is like the method of geometry that Euclid
had given to the world in that one began with self-evident truths as
axioms and then deduced by equally self-evident steps a set of
theorems. Descartes referred to this as the "synthetic method" of
doing geometry and (he had hoped) physics. He attempted this in
outline in the Discourse on Method and in detail in his Principles,
taking as his axiom the existence of God as an unchanging and stable
creator of the natural world. The mechanistic framework for carrying
on empirical research followed.

However, there is the issue of how the premises are discovered. Euclid
never showed how this was to be done. But the later Greek
mathematician Pappus, to whom Descartes referred on the issue of
method in the Rules for the Improvement of the Understanding, had
suggested that the method of finding premises reversed as it were the
deductions of the synthetic method. This was the "analytic method." On
the synthetic method one begins with premises that are accepted as
true and works deductively towards conclusions, the theorems. Having
reached the theorem, one has constructed a demonstration of that
proposition. This synthetic method takes as given the premises from
which it starts. But often to find a demonstration one must locate the
premises from which the demonstration is to be constructed. This task
of discovery was the point of the analytic method. On this method, one
takes the conclusion to be demonstrated not as something accepted as
true but merely as an hypothesis. One then works deductively towards
the premises which one hopes to find for constructing a demonstration.
Having arrived at the appropriate self-evident premises, one reverses
the steps to obtain a synthetically organized demonstration of the
hypothesis from which the analytic process started. And now that one
has this demonstration, the proposition is transformed from a mere
hypothesis to one that can be accepted as true. A particular version
of the analytic method occurs in a reductio ad absurdum proof. Here
one begins from an hypothesis and derives a contradiction; one then
concludes that the hypothesis must be false, and that its denial is
true. And as a special case of reductio ad absurdum, one begins with a
proposition taken hypothetically and derives a conclusion that
contradicts a known truth, concluding thereby that the original
hypothesis is false. Descartes proposed to use this method to discover
the axioms for his synthetic deductions: he is inspired by its uses in
algebra, but extends it to his proof that the truths of geometry,
arithmetic and physics, while self-evident, can themselves be
demonstrated to be incorrigibly true from still more fundamental
premises. The synthetic method was fine enough for the presentation of
demonstrations in a science where the basic axioms are already known,
and Descartes was to use this method, or thought he was so using it,
in those parts of the Principles of Philosophy where he offered
demonstrations of the basic truths of physics. Needless to say, his
"proofs" have for the most part come to be seen as inadequate. But the
analytic method was necessary from the discovery of the required
premises. This is the method he proposes in the Discourse on Method as
basic to firmly grounding the edifice of knowledge; and it is the
method he uses in his presentation of the search after fundamental and
incorrigible truths in the Meditations on First Philosophy, though
here again he has generally been taken to be less successful in his
application of the method than he himself hoped to be and expected he
was. But his advocacy of the methods have continued to have their
influence, in mathematics and algebra, and perhaps in physics, if not
in first philosophy. Nevertheless, no one now expects to construct in
either physics or geometry or first philosophy the rationalist ideal
of an a priori demonstrative science.
c. Deduction in the Discourse and Meditations

As for the analytic method, Descartes was to use the first of the
treatises appended to the Discourse on Method to illustrate the power
of this method. This was the treatise on Geometry. This work in
mathematics is remarkable, and it too was to revolutionize the way
people thought about both algebra and geometry.

Descartes first set out to purify algebra. This was to be done by
separating its patterns of thought from the particular subject matter
to which it could be applied. He first separated what is given from
which is to be discovered, developing the still current notation of a,
b , c, … for known quantities and x, y, z, … for unknowns. He also
reformed the notation for exponents replacing verbal terms such as
"square" and "cube," and so forth, by superscripts 2, 3, …,
eliminating the geometrical connotations of the verbal terms. We
continue to use this Cartesian notation.

Descartes then set out to apply this purified algebra in the solution
of geometrical problems. The details need not concern us. For us it
suffices to look at the problem he first addresses. This problem,
which was posed originally by Pappus, is one of finding a curve of a
point y relative to a point x, subject to certain geometrical
constraints. To solve this problem he invents and uses the notion of a
coordinate system. In effect he creates an arithmetical interpretation
of geometry. (Descartes himself uses only an "x- axis"; the familiar
extension of this idea to using two orthogonal "x" and "y" axes – what
we now call "Cartesian coordinates" – were a later development of
Descartes' pioneering idea.) Descartes shows how the finding of this
curve can be done algebraically by solving certain equations. The
point for us is that the solving of an equation is a matter of
applying Pappus' "analytic method." Given a, b, c, … , standing in
certain arithmetical relations to one another, the equation in x and y
asserts that there are values satisfying these conditions, that is,
that there are solutions to the equation. This is the theorem to be
proved. One proceeds by taking it as an hypothesis that x and y are
solutions, and works out what those solutions are. This is the
analytic process. Having found the solutions, one then has the
premises from which the theorem to be proved follows. Deriving the
theorem from the newly discovered premises is the synthetic process.

The algebraic methods that Descartes developed enabled him to present
a series of entirely novel and original moves in geometry. Descartes'
work in its applications is itself significant, but what was
revolutionary was the new methods for solving problems in geometry and
algebra. It is easy to prove theorems, but the greatness of a
mathematician is the new methods of proof that he or she introduces.
By this standard Descartes was indeed a great mathematician. Thinking
in terms of equations, one can see why Descartes valued the analytic
method over the synthetic, for the latter amounted to a footnote to
the former. The analytic method was the one to be used if one was
aiming to discover new truths; once these are discovered the synthetic
method can be used to present this knowledge to students. As a method
for discovering truth, the synthetic procedure was largely useless,
the searcher after truth will need, and will use, the analytic method.
This why Descartes argues that the analytic method is the appropriate
method for discovering the a priori necessary truths that are the
starting point for any genuine science, not only a science like
geometry but also as providing the necessary theoretical truths
required by the eliminative methods of empirical experimental science.

Now, Descartes makes clear in the Discourse on Method that his
starting point for his science and his physics is the existence of
God. It is from the existence of God as stable and unchanging that he
claims to be able to deduce, and thereby demonstrate, the basic laws
of physics, the laws of motion and the laws describing the causes of
changes in motion. That God is the starting point for his
demonstrative science of physics is made even clearer in the
Meditations. In both this and the Discourse, Descartes moves from his
own existence to that of God, and then uses this as a premise from
which his physics is deduced. It is evident that he is working with
necessary truths and necessary inferences, or at least apparently
necessary ones.

Descartes makes some important remarks in reply to some objections to
the argument of theMeditations. Prior to publication of the
Meditations, Descartes had circulated the manuscript to various other
philosophers; they raised objections, and he wrote replies. He
published his Meditations together with these Objections and Replies.
In one of the Objections, the issue is raised why Descartes did not
present his work in geometrical fashion, proceeding from axioms to
theorems, using the synthetic method. In his Replies, Descartes
explains he could have done so, but preferred to present his thoughts
in the analytic method, which gives the order of discovery, through
which the mind rises from hypotheses to the premises that are then
used to prove synthetically the hypotheses that were the starting
point of the inferences. He does, however, accede to the request of
the Objection and does give a synthetically organized presentation of
his inferences.

In this synthetic presentation the first proposition that he
establishes is God's existence, which he takes to be something
involved in the very idea of God as a being who, of His own nature,
has all perfections. He then proceeds to the causal arguments for
God's existence, and then to the proposition that God guarantees the
truth of all propositions self-evidently implied by our ideas.
Naturally enough this reverses the order of the Meditations
themselves, which proceed in the order of the analytic method.

This means that the order of the Meditations is from propositions
taken hypothetically to the proposition which is to form the first
proposition to be discovered to be true and from which the hypotheses
are then to be proved, that is, transformed from hypotheses to known
truths.

Descartes reports in the First of the Meditations how he discovers
that he can doubt almost everything about the material world that
surrounds him. At the beginning of the Second Meditation his attention
suddenly shifts from the world given in sense experience to the world
given in inner awareness. He here discovers a proposition that he
cannot doubt, namely the proposition that he expresses by "I think."
Since this thinking is a mode it must clearly be a mode of something,
a substance: "I think, therefore I am." Further, his thinking is
inconceivable apart from himself, unlike, for example, extended things
such as his body. He draws the further inference that he is a thinking
thing. That is, he apparently is a substance, not a rational animal as
Aristotle said, but a being or substance that is purely rational, one
the essence of which is to aim to grasp the reasons for things. He
carefully points out that this distinction between mind and body,
based on the separability in thought of thinking from extension is
only tentative. It may be that the world is not such as it here
self-evidently appears to be. Thinking and extension may in the end be
necessarily connected and it may be that modes can exist apart from
substances, inconceivable though these things apparently seem to be.
All this is to be here taken hypothetically, as a starting point in
the analytic process leading to the discovery of a premise or premises
that will serve to guarantee their truth and to justify the Meditator
accepting them as truth.

It must be emphasized that Descartes does not, as so many seem to
think, deduce the existence of God from the principle that "I think,
therefore I am." The latter is not a first truth from which all other
knowledge is taken to follow, including our knowledge of God, as
theorems proceed from axioms. To suppose this would be to suppose that
the Meditations are organized in the order of a synthetic process,
proceeding from known truths to true theorems that are deduced from
those known truths. But Descartes clearly states that the order of the
Meditations is that of the analytic method, from propositions taken
hypothetically to simpler propositions which can then be used to prove
deductively the hypotheses that were the starting point of the
inferences. At the start of the process, one has only a proposition
taken hypothetically. So the Meditator's own existence is a mere
hypothesis, not a known truth, as is the premise from which it derives
that all properties or modes exist only in substances.

This is where the Meditator is at the beginning of the Third
Meditation. He or she can conclude, however, that as he or she is an
imperfect being. Being a being that aims to know the doubt with which
he or she is presently seized, it is clear he or she does not exist as
his or her essence naturally implies that he or she should exist but
lacks something the presence of which would be his or her Good. The
idea that one has of oneself is that of an imperfect being; but to
conceive an imperfect being requires one to be able to conceive a
perfect being, just as conceiving something to be a non-square
requires one to have the idea of a square. The presence of the
negative idea requires the presence of the positive idea. So, the
Meditator has the idea of a being that lacks no Good, no
perfection–for any way of being this entity has that way either
actually or formally. (Recall here that an idea, which, as Descartes
speaks, formally exists as a property of the mind, exists objectively
as the form or essence of a substance; the idea is true only if that
the substance of which it is the essence actually exists in sense that
it has actually the properties the essence determines that it ought to
have; the idea is false if the substance has properties contrary to
those that the essence requires it to have.)

The Meditator now infers the existence of such a perfect being from
the fact that he as a finite being must be caused by such a perfect
being, and from the fact that he or she could have present in his or
her thoughts the idea of such a being only if it were placed there by
such a being. But the existence of a perfect being is only established
hypothetically – the arguments depend upon causal principles that,
while self-evident, have not yet been established as true – following
hypothetically from propositions that are themselves only hypothesis,
the existence of God at this point in the inferences of the
Meditations can only be an hypothesis – a further stage as one is led
on by the analytic method to the discovery of what one hopes will be a
truth upon which all other truths can be made demonstratively to rest.

The Fourth Meditation is a sort of aside in which Descartes clears
away an apparent difficulty. There appears to be an inconsistency
between the idea of a perfect being causing one with the idea that one
falls into error and doubt: shouldn't a perfect being create beings
that do not fail to be what essentially they ought to be? Descartes
replies that such error is not caused by God but by ourselves. Located
in a world that often hastens us on, we must regularly conclude before
full evidence is available. Our will moves us to judge and such
judgments often outrun what reason can justify. Now, God has given us
free will, and this is a greater good than is mere avoidance of error.
God's will does not cause us to err, it is our own will that does
that, so the idea of a perfect God creating us is compatible with our
being beings that fall into error. The apparent difficulty disappears,
and we can return to the process of analysis that is, one hopes,
leading one to a premise which can serve to demonstrate the hypotheses
through which one is being led by a series of apparently necessary
connections.

This brings us to the Fifth Meditation. Thinking of oneself as a
finite being one is led to the idea of God and then to the idea of God
as one's creator and as one who is created with the idea of such a
perfect being within oneself. But now before one's mind is the idea of
a being with creative powers that lacks nothing, lacks no perfection.
It must therefore in particular cause itself to be and to be in this
state of full perfection. But if it has the creative power to maintain
itself as a being which lacks nothing, if, in other words, it is a
being which as a creating being is infinitely powerful, then there is
nothing else that could cause it not to be in any way at all. We have
within us this idea and as we plumb its depths we recognize that this
is an idea of a being the creative powers of which guarantee that it
exists, it is the idea of a being that guarantees the truth of this
very idea. Our other ideas are ideas of finite beings none of which
can guarantee their own existence and the ideas of which might
therefore be false; but this one idea, this one essence that is before
the mind, is the idea of a being infinite in its creative powers and
which is therefore the essence of a being that can guarantee its own
existence, which in turn therefore guarantees the truth of the idea of
itself.

Here, then, in the existence of God, we have reached the end point of
our analytic process in a truth which guarantees its own truth and
upon which all other truths can be made to rest. This truth can
therefore form the incorrigible base upon which all our knowledge
claims can be made to rest. Descartes can now hastily draw things to a
close: God as a perfect being, could not create non-being: it is a
contradiction to suppose non-being could be brought into being. But
for a rational being, a thinking substance, to err is for it to not
know: it is a form of non-being. So God could not create a rational
being for which principles clearly and distinctly perceived to be true
were after all false: that would be to create a being which
systematically erred about the structure of the world. So what is
clear and distinct, what is self-evident, and compels its acceptance
by the Meditator and indeed by any rational being, is guaranteed to be
true. In particular, the laws of geometry, of extended substance, are
guaranteed to be true. And further, the incompatibility of thought and
extension as essence of substances, which, in the SecondMeditation,
while clear and distinct, is only apparently true can now be affirmed
as not merely apparently true but as actually true.

With God, we have reached at the conclusion of the analytic process
the starting point of the synthetic presentation that Descartes gives
in his Replies to the Objections. In that synthetic presentation, the
sequence ends with the conclusion (theorem) that what is clear and
distinct must be true.

Two points need to be mentioned. First, the move of "I think,
therefore I am" (cogito, ergo sum) is not a direct insight into the
Meditator's own being. It is, rather, an inference, based on the
principle that every mode (property) exists only if it is in a
substance. Since it is based on a metaphysical principle the truth of
which has not yet been established, it could not provide a starting
point for constructing the edifice of knowledge.

Second, the existence of God is in the end not established by
argument. The so-called ontological argument of the Fifth Meditation
is not in fact an argument. It is rather a case where we have direct
insight into the essence of God – what is formally the idea of God is
objectively the essence of God – , where we recognize that here we
have an essence that guarantees its own existence as an infinitely
powerful being and thereby guarantees the truth of the idea through
which we think it. Other ideas we have are no doubt true, but none
save this one alone guarantees its own truth – guarantees it in a way
that requires no argument. With God we reach a point where no further
premises are either available or needed.

The Cartesian method to science thus indeed yields an a priori
science. It is a deductive method but one that involves both analysis
and synthesis.
3. Method of Doubt

We have so far studiously avoided one feature of the Cartesian method.
This is the so-called "method of doubt." Descartes takes very
seriously the notion that progress in science will be hindered if we
allow our minds to be clouded by the worthless standards inherited
from the past and from our teachers. Thus, he begins the Geometry with
his clarification of the notion of a power, removing the irrelevant
geometrical connotations attached to expressions like "x cubed" and
replacing them with the perspicuous notation of "x3" that we continue
to use to this day. Again, he believed it to be important to shed
ourselves of all forms of teleological thinking – he chastised Harvey
for falling away from the mechanistic reasoning he used to establish
the circulation of the blood and into teleological thinking when he
came to discuss the action of the heart.

He therefore recommended that one undertake a cleansing intellectual
project in the attempt to move towards truth by first eliminating
error and indeed all possibility of error. This could be done by
rejecting as false all propositions that could in any way be doubted.
This is Descartes' first rule of method in theDiscourse on Method.
This is stated as the injunction:

[N]ever to accept anything as true if I did not have evident
knowledge of its truth: that is, carefully to avoid precipitate
conclusions and preconceptions, and to include nothing more in my
judgments than what presented itself to my mind so clearly and so
distinctly that I had no occasion to doubt it.

By eliminating all dubitable beliefs, truths would of course be
excised along with the false, but then in the re-building of the
edifice of knowledge that was to follow those truths would be
recovered, free from the errors of the past.

This was an exercise to be undertaken by oneself, simply taking
oneself to be a rational being. But if one is rational, one is also
animal, even if being an animal is not part of one's essence. The
animal makes demands – one must eat and drink, one must sleep,
perchance to dream, one must live with others, one might even take a
lover. One could not do this if all beliefs were eliminated. So
Descartes also recommends that one go along with this second best, the
beliefs that one needs to survive and to have a decent and pleasant
life – interrupted only occasionally by bouts of meditating on the
foundations of knowledge, or the basic laws of physics – just as one
must in the end do science empirically, through observation and
experiment, even though it is only uncertainly founded. Reason demands
for itself the method of doubt, but the remainder of one's being makes
unavoidable demands that require one to ignore the promptings of
reason to try to doubt everything. The reasonable person will accede
to those demands, just as reason must attempt a universal doubt. It is
also part of Descartes' method that one does accede to those
extra-rational demands. The reasonable person could not do otherwise:
there is in the end more to being human than simply being rational.

It is remarkable, however, just how far Descartes, while meditating,
is prepared to take the doubt his method recommends. In the Discourse
on Method he seems to stop with what is self-evident, what is clear
and distinct: he seems to assume is true, and therefore makes this his
starting point. In theMeditations, he takes the doubt a step further,
finding a way to call into doubt even what is most evident. His model
is the traditional doctrine of transubstantiation according to which
the bread and wine during the saying of the mass is miraculously
transformed by God into the body and blood of Christ. The sensible
appearances remain the same, but the substance changes in its essence.
The heretic and unbeliever will be deceived by appearances into
thinking no change has occurred. But the good Christian knows that
whatever be the sensible appearances what is really there is the body
and blood of Christ. His or her faith prevents him or her from falling
into the error of the heretic and the unbeliever. Indeed, it is out of
God's goodness that the heretic and the unbeliever be deceived in this
way, since if they realized what was really happening, that the body
and blood of Christ were being consumed, they could charge the
Christian with the sin, horrid to conceive, of cannibalism.

So Descartes at least takes Thomas Aquinas' account of
transubstantiation seriously and uses it as a model. He creates the
hypothesis that there is a powerful being who has the capacity to
deceive me into thinking that world is not as my clear and distinct
ideas make it out to be when in fact in its essence it is something
else. One hypothesizes that there is a powerful being, like God no
doubt, but instead an evil genius, intent on deceiving one about the
basic ontological structure of being. In fact, the hypothesis is
sufficiently strong to make is possible that I am deceived about my
own being, that contrary to what appears to me to be true, that cogito
ergo sum holds, it really does not and I am really something
essentially different from the thinking thing that I appear to me to
be. (Descartes makes clear at the beginning of the Third Meditation
that the hypothesis of the evil genius calls even the cogito into
question.)

So we have the structure of the Meditations as follows:

[Hypothesis:] There is an evil genius who is deceiving me about
the truth of clear and distinct ideas. [From this hypothesis I now
infer] if I am being deceived, then I am thinking; if I am thinking,
then I exist; if I (as a finite creature) exist, then there exists a
God (an infinite being) who creates me; – [here the existence of God
is hypothetical, but having reached the idea of God as an infinite
cause of all being, including myself, I can see as I grasp this idea
that it non-hypothetically requires its own truth] – God (as an
infinite creator) guarantees His own being and therefore exist – [here
we have reached a certain and incorrigible categorical truth]; but
[now upon this truth all other truths hinge] an infinite being is a
perfect being and therefore cannot create finite beings who are
systematically deceived; therefore our clear and distinct ideas are
true; therefore there is no evil genius.

The Meditations thus have the form of an analytic structure of a
reductio ad absurdum of the hypothesis of the evil genius who
systematically deceives me: I find in God that necessary truth which
contradicts and therefore eliminates the hypothesis of the evil
genius. The method of doubt is solved by Descartes to his own
satisfaction, but to few others. For him it was a way to purge the
mind of inherited prejudice, and therefore merely a first and
preliminary step on the way to truth. It was clear to him that if one
stopped there then one had fallen into a skeptical morass – a
skepticism close to that into which Montaigne had suggested was the
inevitable fate of the human intellect, it was human hubris to think
that one could really know anything. One had to settle for such mere
belief and opinion that one could learn from experience of the
ordinary world – which was also the position Descartes recommended for
the human being to fall back into while undertaking the intellectual
exercise of the method of doubt. Descartes felt he could find the
natural light of reason and move out of Montaigne's skeptical morass –
he felt that the illumination began with his discovery that cogito,
ergo sum, and from there was led on by that light of reason to
discover its source in God and to discover in that source a firm point
on which to tie down incorrigible and indubitable knowledge of the
rational structure of the world.
4. Conclusion

Many now see Descartes as having posed the skeptical challenge that
still confronts philosophers, with the hypothesis of the evil genius
taking the skeptical challenge as far, or as deep, as it can go. For
Descartes, however, it was more like the deep night through which the
soul must pass on its way to light, the light of reason, and to God as
the reason for all things and the source of that light, and then,
through God, to the scientific study of the world. Few have been able
to follow him: he has not convinced. For most, the radical skepticism
created by Descartes' method of doubt and the demon hypothesis is a
sham: Descartes creates the problem for himself when he suggests that
the world can be distinguished ontologically into the world of
ordinary experience and a world of essences or forms that lies beyond
this ordinary world but which constitutes the reasons for its being.
If the reasons for our ordinary world being as it is are not to be
found in that world, then they are not to be found at all, and the
radical skepticism is a consequence of a search after what cannot be
found: the skepticism is not there to be conquered, as Descartes
thought, but to be dismissed as an unreasonable longing for a world of
certainty that is not there.

But if we say this, then we must also say that method of doubt is not
wholly to be dismissed in this way. While the radical skepticism that
Descartes proposes cannot be reasonable, we should nonetheless take
his method seriously enough that we remain diffident in our judgments
– that we not take things dogmatically, but rather critically, ready
to recognize evidence that can challenge the rational acceptability of
those judgments. So long as we do not take 'clear' and 'distinct' as
rigidly as Descartes does, it is not a bad rule "to include nothing
more in one's judgments than what presents itself to one's mind so
clearly and distinctly that one has no reason to doubt it" (to
paraphrase Descartes' rule in the Discourse). This is what reasonable
persons do. It is now the norm, it was not the norm before Descartes.

Nor, taking Descartes' other rules of method just as cautiously, is it
difficult to see the wisdom in these rules of method – the rules in
the Discourse that one should "divide each of the difficulties
examined into as many parts as possible and as may be required in
order to resolve them better"; that one ought "to direct one's
thoughts in an orderly manner, by beginning with the simplest and most
easily known objects in order to ascend little by little, step by
step, to knowledge of the most complex, and by supposing some order
even among objects that have no natural order of precedence"; and that
one ought "throughout to make enumerations so complete, and reviews so
comprehensive, so that one could be sure of leaving nothing out."
Following these rule may not lead one to discover the existence of
God, as Descartes thought, but they remain rules that recommend
themselves to searchers after any sort of truth about the world, even
where those truths are metaphysically more modest than those that
Descartes sought.

This was perhaps the most important contribution of Descartes to the
opening up of thought in the modern and early modern period. If
Descartes was not as modest in his cognitive aspirations as his method
of doubt requires, then that only shows that Descartes too had his
failings as a human being – it is not to denigrate the contribution he
made to the emergence of the modern mind as one that is committed to
finding truth, and that is open, and ready to submit to criticism.
Descartes' rationalism has had its day; few would now advocate the
method a priori that he advocated. Yet, if they are taken cautiously,
the Cartesian precepts for the search after truth that he presents in
the Discourse on Method can still be recommended for the clarity of
thought that results from our conforming to these standards.

Science is no longer something that aims to become a priori and
incorrigibly certain. But Descartes also saw science as a human
enterprise in which the search after truth is rooted in observation
and experiment. This part of the Cartesian vision remains with us. So,
too, does his notion that progress towards truth comes through the
testing of hypotheses and the elimination of the false through the
production in experiments, deliberate or natural, of counterexamples.
Of course, this idea, that science searches after truth through the
elimination of error, was not Descartes' alone. He shared it with
Bacon. Indeed, Bacon's vision was in one respect clearer, since he did
not see the need to root the scientific theories that guide research
into some a priori ontological structure of being. The theories that
guide research are simply laws among laws – to be sure, they are laws
about laws, but for all that they are empirical generalizations like
any other law.

At the same time, it must be said that Descartes was much the better
at applying the experimental method that both he and Bacon advocated.
Descartes made real contributions to empirical science, for example,
in optics and in the physiology of the eyeball, where Bacon made no
such contribution.

Moreover, the Cartesian vision of the world as one to be understood in
terms of physical mechanisms, while no longer taken to be one that
needs any a priori defense of the sort Descartes himself proposed, has
become and remains as the basic framework of science: if it has not
been confirmed a priori, it has certainly been confirmed a posteriori,
and it is still the guiding vision of science – this in spite of the
challenges, still often to be heard, that the complexity of this or
that cannot be reduced to, or be understood in terms of, "mechanistic
materialism." In the years after Descartes' death, his mechanistic
formulations of problems in physiology swept out the obfuscating
categories of the older forms of thought, of teleology in particular,
in ways that could not be circumvented. Some tenured professors in the
universities continued to hang on to the old scholastic ways of
thought, but elsewhere the new science of Descartes swept away the
dross. The modern science of physiology was created by the Cartesian
vision, and in fact is still sustained by it – though, to be sure,
physics is no longer simply a science of mechanical motions, it has
grown to include quantum mechanics and molecular biology – but physics
is still a science that enables us to say that science of physiology
is no different in kind from the sciences of stones and of atoms and
of planets.

Descartes' own contributions to physics, both in optics and mechanics,
were considerable. In mechanics, his work was definitely blocked by
his failure to even think that a notion of mass was essential to any
mechanics that was to move from kinematics to dynamics. In optics, his
mechanistic ideas clearly interfered with his attempts to understand
colors. These problems, in both mechanics and optics, awaited Newton
for their solution.

In mathematics his contributions remain with us to this day, not
merely as part of a guiding vision – though that is certainly there –
but as part of the working tools of every mathematician. One has only
to think of his innovations in notation, for example, of exponents, or
the methods of analytic geometry, for example, the use of a system of
("Cartesian") coordinates. Modern algebra and modern geometry are
inconceivable without Descartes' contributions. The mathematics and
mathematical methods that he invented shaped his reflections on the
proper method in science and in philosophy. It is also true, one must
add, that his reflections on the methods proper to philosophy shaped
his work in algebra and geometry.

Descartes' reflections on the methods proper to science and to
philosophy were, as he himself claimed, highly original, and highly
influential. They shape our thinking about these same things up to the
present, and will no doubt continue to shape them. They amount to the
demand that we seek clarity in our thought, that we be diffident
rather than dogmatic in our judgments, that when we search after truth
then we should do so systematically, from the simpler to the complex,
in a way befitting the subject matter, and that a science like
physiology is to be understood as in no way different in kind from the
science of stones. If we ignore these Cartesian precepts of method,
then that is to our own peril, or at least to the impoverishment of
our own thought.
5. References and Further Reading
a. Primary Sources

* Descartes' complete works can be found in Oeuvres de Descartes.
Ed. C. Adam and P. Tannery. 12 vols. (Paris: J. Vrin, 1897-1913;
reprinted 1964-1974).
o See also the Correspondance. Publiée avec une introd. et
des notes, par Ch. Adam et G. Milhaud, 8 vols. (Paris: F. Alcan,
1936-63).
* Descartes, René. The Philosophical Writings. 3 vols. Vols 1 and
2 trans. J. Cottingham, R. Stoothoff and D. Murdoch; vol. 3 trans J.
Cottingham, R. Stoothoff, D. Murdoch, and A. Kenny (Cambridge:
Cambridge University Press, vols. 1 and 2, 1984, vol. 3, 1992).
o This is now the standard English translation. Vol. 1
contains Early Writings; Rules for the Direction of Our Native
Intelligence; The World and Treatise on Man; Discourse on Method and
(in part) the appended treatises on Optics, Geometry, and
Meteorology;Principles of Philosophy (in part); Comments on a Certain
Broadsheet; Description of the Human Body; and The Passions of the
Soul. Vol. 2 contains (in full) the Meditations on First Philosophy
and the Objections and Replies. Vol. 3 contains much of the
philosophically and scientifically interesting portions of Descartes'
correspondence.
* Descartes, René. Discourse on Method, Optics, Geometry, and
Meteorology. Trans. with Intro. by Paul J. Olscamp. (Indianapolis, IN:
Bobbs-Merrill, 1965)
o This contains complete English translations of the
Discourse on Method and the three appended treatises.
* Descartes, René. Principles of Philosophy. Trans. with Notes by
V. R. Miller and R. P. Millar. (Synthese Historical Library – Texts
and Studies in the History of Logic and Philosophy, vol. 24.
Dordrecht, The Netherlands: D. Reidel, 1983).
o This contains a complete English translation of the 1644 text.

b. Bibliographical Study

* Sebba, G. Bibliographica Cartesianae: A Critical Guide to the
Descartes Literature, 1800-1958(The Hague: Nijhoff, 1964).
o An indispensable bibliography.

c. Secondary Sources

* Roger. Descartes' Meditations: Background Source Materials.
(Cambridge: Cambridge University Press, 1998).
* Beck, L. J. The Method of Descartes: A Study of the Regulae.
(Oxford: Oxford University Press, 1952).
* Broughton, Janet. Descartes's Method of Doubt. (Princeton:
Princeton University Press, 2002).
* Cottingham, John, ed. The Cambridge Companion to Descartes.
(Cambridge: Cambridge University Press, 1992).
* Crombie, A. C., "The Mechanistic Hypothesis and the Scientific
Study of Vision," Proceedings of the Royal Microscopical Society, 2
(1907), pp. 3-112.
* Curley, E. M. Descartes Against the Skeptics. (Cambridge, MA:
Harvard University Press, 1978).
* Foster, Michael. Lectures on the History of Physiology, during
the Sixteenth, Seventeenth and Eighteenth Centuries. (Cambridge:
Cambridge University Press, 1901).
* Garber, Daniel. "Semel in vita: The Scientific Background to
Descartes' Meditations." In Essays on Descartes' Meditations, ed.
Amélie Oksenberg Rorty. (Berkeley: University of California Press,
1986).
* Garber, Daniel. Descartes' Metaphysical Physics. Chicago:
University of Chicago Press, 1992).
* Gaukroger, Stephen. Cartesian Logic: An Essay on Descartes's
Conception of Inference. (Oxford: Clarendon Press, 1989).
* Gewirtz, A. "Experience and the Non-Mathematical in the
Cartesian Method," Journal of the History of Ideas, 2 (1941), pp.
183-210.
* Hall, Thomas J. Ideas of Life and Matter. 2 vols. (Chicago:
University of Chicago Press, 1969).
o The impact of Cartesian ideas in the seventeenth century
is discussed in vol. 1.
* Gaukroger, Stephen, ed. Descartes: Philosophy, Mathematics and
Physics. (Sussex: The Harvester Press, 1980).
* Gilson, Étienne. Études sur le Role de la Pensée Médiévale dans
la Formation du Système Cartésien (Paris: J. Vrin, 1930).
* Gilson, Étienne. René Descartes' Discours de la Méthode; Texte
et Commentaire. (Paris: Librairie Philosophique J. Vrin, 1947).
* Grant, Edward. Much Ado about Nothing: Theories of Space and
Vacuum from the Middle Ages to the Scientific Revolution. (Cambridge:
Cambridge University Press, 1981).
* Koyré, Alexandre. Entretiens sur Descartes. (New York: Brentano's, 1944).
* Koyré, Alexandre. From the Closed World to the Infinite
Universe. (Baltimore: Johns Hopkins University Press, 1957).
* Lennon, Thomas. The Battle of the Gods and Giants: the Legacies
of Descartes and Gassendi, 1655-1715. (Princeton: Princeton University
Press, 1993).
* Popkin, Richard H. The History of Scepticism from Erasmus to
Spinoza. (Berkeley: University of California Press, 1979).
* Smith, Norman Kemp. New Studies in the Philosophy of Descartes:
Descartes as Pioneer. (London: Macmillan, 1952). Voss, Stephen. ed.
Essays on the Philosophy and Science of René Descartes (Oxford
University Press, 1993).
* Wilson, Fred. The Logic and Methodology of Science in Early
Modern Thought: Seven Studies (Toronto: University of Toronto Press,
1999).
* Wilson, Margaret D. Descartes. (London: Routledge & Kegan Paul, 1978).

René Descartes: The Mind-Body Distinction

descarteOne of the deepest and most lasting legacies of Descartes'
philosophy is his thesis that mind and body are really distinct–a
thesis now called "mind-body dualism." He reaches this conclusion by
arguing that the nature of the mind (that is, a thinking, non-extended
thing) is completely different from that of the body (that is, an
extended, non-thinking thing), and therefore it is possible for one to
exist without the other. This argument gives rise to the famous
problem of mind-body causal interaction still debated today: how can
the mind cause some of our bodily limbs to move (for example, raising
one's hand to ask a question), and how can the body's sense organs
cause sensations in the mind when their natures are completely
different? This article examines these issues as well as Descartes'
own response to this problem through his brief remarks on how the mind
is united with the body to form a human being. This will show how
these issues arise because of a misconception about Descartes' theory
of mind-body union, and how the correct conception of their union
avoids this version of the problem. The article begins with an
examination of the term "real distinction" and of Descartes' probable
motivations for maintaining his dualist thesis.

1. What is a Real Distinction?

It is important to note that for Descartes "real distinction" is a
technical term denoting the distinction between two or more substances
(see Principles, part I, section 60). A substance is something that
does not require any other creature to exist—it can exist with only
the help of God's concurrence—whereas, a mode is a quality or
affection of that substance (see Principles part I, section 5).
Accordingly, a mode requires a substance to exist and not just the
concurrence of God. Being sphere shaped is a mode of an extended
substance. For example, a sphere requires an object extended in three
dimensions in order to exist: an unextended sphere cannot be conceived
without contradiction. But a substance can be understood to exist
alone without requiring any other creature to exist. For example, a
stone can exist all by itself. That is, its existence is not dependent
upon the existence of minds or other bodies; and, a stone can exist
without being any particular size or shape. This indicates for
Descartes that God, if he chose, could create a world constituted by
this stone all by itself, showing further that it is a substance
"really distinct" from everything else except God. Hence, the thesis
that mind and body are really distinct just means that each could
exist all by itself without any other creature, including each other,
if God chose to do it. However, this does not mean that these
substances do exist separately. Whether or not they actually exist
apart is another issue entirely.
2. Why a Real Distinction?

A question one might ask is: what's the point of arguing that mind and
body could each exist without the other? What's the payoff for going
through all the trouble and enduring all the problems to which it
gives rise? For Descartes the payoff is twofold. The first is
religious in nature in that it provides a rational basis for a hope in
the soul's immortality [because Descartes presumes that the mind and
soul are more or less the same thing]. The second is more
scientifically oriented, for the complete absence of mentality from
the nature of physical things is central to making way for Descartes'
version of the new, mechanistic physics. This section investigates
both of these motivating factors.
a. The Religious Motivation

In his Letter to the Sorbonne published at the beginning of his
seminal work, Meditations on First Philosophy, Descartes states that
his purpose in showing that the human mind or soul is really distinct
from the body is to refute those "irreligious people" who only have
faith in mathematics and will not believe in the soul's immortality
without a mathematical demonstration of it. Descartes goes on to
explain how, because of this, these people will not pursue moral
virtue without the prospect of an afterlife with rewards for virtue
and punishments for vice. But, since all the arguments in the
Meditations—including the real distinction arguments— are for
Descartes absolutely certain on a par with geometrical demonstrations,
he believes that these people will be obliged to accept them. Hence,
irreligious people will be forced to believe in the prospect of an
afterlife. However, recall that Descartes' conclusion is only that the
mind or soul can exist without the body. He stops short of
demonstrating that the soul is actually immortal. Indeed, in the
Synopsis to the Mediations, Descartes claims only to have shown that
the decay of the body does not logically or metaphysically imply the
destruction of the mind: further argumentation is required for the
conclusion that the mind actually survives the body's destruction.
This would involve both "an account of the whole of physics" and an
argument showing that God cannot annihilate the mind. Yet, even though
the real distinction argument does not go this far, it does, according
to Descartes, provide a sufficient foundation for religion, since the
hope for an afterlife now has a rational basis and is no longer a mere
article of faith.
b. The Scientific Motivation

The other motive for arguing that mind and body could each exist
without the other is more scientifically oriented, stemming from
Descartes' intended replacement of final causal explanations in
physics thought to be favored by late scholastic-Aristotelian
philosophers with mechanistic explanations based on the model of
geometry. Although the credit for setting the stage for this
scholastic-Aristotelian philosophy dominant at Descartes' time should
go to Thomas Aquinas (because of his initial, thorough interpretation
and appropriation of Aristotle's philosophy), it is also important to
bear in mind that other thinkers working within this Aristotelian
framework such as Duns Scotus, William of Ockham, and Francisco
Suarez, diverged from the Thomistic position on a variety of important
issues. Indeed, by Descartes' time, scholastic positions divergent
from Thomism became so widespread and subtle in their differences that
sorting them out was quite difficult. Notwithstanding this convoluted
array of positions, Descartes understood one thesis to stand at the
heart of the entire tradition: the doctrine that everything ultimately
behaved for the sake of some end or goal. Though these "final causes,"
as they were called, were not the only sorts of causes recognized by
scholastic thinkers, it is sufficient for present purposes to
recognize that Descartes believed scholastic natural philosophers used
them as principles for physical explanations. For this reason, a brief
look at how final causes were supposed to work is in order.

Descartes understood all scholastics to maintain that everything was
thought to have a final cause that is the ultimate end or goal for the
sake of which the rest of the organism was organized. This principle
of organization became known as a thing's "substantial form," because
it was this principle that explained why some hunk of matter was
arranged in such and such a way so as to be some species of substance.
For example, in the case of a bird, say, the swallow, the substantial
form of swallowness was thought to organize matter for the sake of
being a swallow species of substance. Accordingly, any dispositions a
swallow might have, such as the disposition for making nests, would
then also be explained by means of this ultimate goal of being a
swallow; that is, swallows are disposed for making nests for the sake
of being a swallow species of substance. This explanatory scheme was
also thought to work for plants and inanimate natural objects.

A criticism of the traditional employment of substantial forms and
their concomitant final causes in physics is found in the Sixth
Replies where Descartes examines how the quality of gravity was used
to explain a body's downward motion:

But what makes it especially clear that my idea of gravity was
taken largely from the idea I had of the mind is the fact that I
thought that gravity carried bodies toward the centre of the earth as
if it had some knowledge of the centre within itself (AT VII 442: CSM
II 298).

On this pre-Newtonian account, a characteristic goal of all bodies was
to reach its proper place, namely, the center of the earth. So, the
answer to the question, "Why do stones fall downward?" would be,
"Because they are striving to achieve their goal of reaching the
center of the earth." According to Descartes, this implies that the
stone must have knowledge of this goal, know the means to attain it,
and know where the center of the earth is located. But, how can a
stone know anything? Surely only minds can have knowledge. Yet, since
stones are inanimate bodies without minds, it follows that they cannot
know anything at all—let alone anything about the center of the earth.

Descartes continues on to make the following point:

But later on I made the observations which led me to make a
careful distinction between the idea of the mind and the ideas of body
and corporeal motion; and I found that all those other ideas of . . .
'substantial forms' which I had previously held were ones which I had
put together or constructed from those basic ideas (AT VII 442-3: CSM
II 298).

Here, Descartes is claiming that the concept of a substantial form as
part of the entirely physical world stems from a confusion of the
ideas of mind and body. This confusion led people to mistakenly
ascribe mental properties like knowledge to entirely non-mental things
like stones, plants, and, yes, even non-human animals. The real
distinction of mind and body can then also be used to alleviate this
confusion and its resultant mistakes by showing that bodies exist and
move as they do without mentality, and as such principles of mental
causation such as goals, purposes (that is, final causes), and
knowledge have no role to play in the explanation of physical
phenomena. So the real distinction of mind and body also serves the
more scientifically oriented end of eliminating any element of
mentality from the idea of body. In this way, a clear understanding of
the geometrical nature of bodies can be achieved and better
explanations obtained.
3. The Real Distinction Argument

Descartes formulates this argument in many different ways, which has
led many scholars to believe there are several different real
distinction arguments. However, it is more accurate to consider these
formulations as different versions of one and the same argument. The
fundamental premise of each is identical: each has the fundamental
premise that the natures of mind and body are completely different
from one another.
The First Version

The first version is found in this excerpt from the Sixth Meditation:

[O]n the one hand I have a clear and distinct idea of myself, in
so far as I am simply a thinking, non-extended thing [that is, a
mind], and on the other hand I have a distinct idea of body, in so far
as this is simply an extended, non-thinking thing. And accordingly, it
is certain that I am really distinct from my body, and can exist
without it (AT VII 78: CSM II 54).

Notice that the argument is given from the first person perspective
(as are the entire Meditations). This "I" is, of course, Descartes
insofar as he is a thinking thing or mind, and the argument is
intended to work for any "I" or mind. So, for present purposes, it is
safe to generalize the argument by replacing "I" with "mind" in the
relevant places:

1. I have a clear and distinct idea of the mind as a thinking,
non-extended thing.
2. I have a clear and distinct idea of body as an extended,
non-thinking thing.
3. Therefore, the mind is really distinct from the body and can
exist without it.

At first glance it may seem that, without justification, Descartes is
bluntly asserting that he conceives of mind and body as two completely
different things, and that from his conception, he is inferring that
he (or any mind) can exist without the body. But this is no blunt,
unjustified assertion. Much more is at work here: most notably what is
at work is his doctrine of clear and distinct ideas and their
veridical guarantee. Indeed the truth of his intellectual perception
of the natures of mind and body is supposed to be guaranteed by the
fact that this perception is "clear and distinct." Since the
justification for these two premises rests squarely on the veridical
guarantee of whatever is "clearly and distinctly" perceived, a brief
side trip explaining this doctrine is in order.

Descartes explains what he means by a "clear and distinct idea" in his
work Principles of Philosophy at part I, section 45. Here he likens a
clear intellectual perception to a clear visual perception. So, just
as someone might have a sharply focused visual perception of
something, an idea is clear when it is in sharp intellectual focus.
Moreover, an idea is distinct when, in addition to being clear, all
other ideas not belonging to it are completely excluded from it.
Hence, Descartes is claiming in both premises that his idea of the
mind and his idea of the body exclude all other ideas that do not
belong to them, including each other, and all that remains is what can
be clearly understood of each. As a result, he clearly and distinctly
understands the mind all by itself, separately from the body, and the
body all by itself, separately from the mind.

According to Descartes, his ability to clearly and distinctly
understand them separately from one another implies that each can
exist alone without the other. This is because "[e]xistence is
contained in the idea or concept of every single thing, since we
cannot conceive of anything except as existing. Possible or contingent
existence is contained in the concept of a limited thing…" (AT VII
166: CSM II 117). Descartes, then, clearly and distinctly perceives
the mind as possibly existing all by itself, and the body as possibly
existing all by itself. But couldn't Descartes somehow be mistaken
about his clear and distinct ideas? Given the existence of so many
non-thinking bodies like stones, there is no question that bodies can
exist without minds. So, even if he could be mistaken about what he
clearly and distinctly understands, there is other evidence in support
of premise 2. But can minds exist without bodies? Can thinking occur
without a brain? If the answer to this question is "no," the first
premise would be false and, therefore, Descartes would be mistaken
about one of his clear and distinct perceptions. Indeed, since we have
no experience of minds actually existing without bodies as we do of
bodies actually existing without minds, the argument will stand only
if Descartes' clear and distinct understanding of the mind's nature
somehow guarantees the truth of premise 1; but, at this point, it is
not evident whether Descartes' "clear and distinct" perception
guarantees the truth of anything.

However, in the Fourth Meditation, Descartes goes to great lengths to
guarantee the truth of whatever is clearly and distinctly understood.
This veridical guarantee is based on the theses that God exists and
that he cannot be a deceiver. These arguments, though very
interesting, are numerous and complex, and so they will not be
discussed here. Suffice it to say that since Descartes believes he has
established God's inability to deceive with absolute, geometrical
certainty, he would have to consider anything contradicting this
conclusion to be false. Moreover, Descartes claims that he cannot help
but believe clear and distinct ideas to be true. However, if God put a
clear and distinct idea in him that was false, then he could not help
but believe a falsehood to be true and, to make matters worse, he
would never be able to discover the mistake. Since God would be the
author of this false clear and distinct idea, he would be the source
of the error and would, therefore, be a deceiver, which must be false.
Hence, all clear and distinct ideas must be true, because it is
impossible for them to be false given God's non-deceiving nature.

That said, the clarity and distinctness of Descartes' understanding of
mind and body guarantees the truth of premise 1. Hence, both "clear
and distinct" premises are not blunt, unjustified assertions of what
he believes but have very strong rational support from within
Descartes' system. However, if it turns out that God does not exist or
that he can be a deceiver, then all bets are off. There would then no
longer be any veridical guarantee of what is clearly and distinctly
understood and, as a result, the first premise could be false.
Consequently, premise 1 would not bar the possibility of minds
requiring brains to exist and, therefore, this premise would not be
absolutely certain as Descartes supposed. In the end, the conclusion
is established with absolute certainty only when considered from
within Descartes' own epistemological framework but loses its force if
that framework turns out to be false or when evaluated from outside of
it.

These guaranteed truths express some very important points about
Descartes' conception of mind and body. Notice that mind and body are
defined as complete opposites. This means that the ideas of mind and
body represent two natures that have absolutely nothing in common.
And, it is this complete diversity that establishes the possibility of
their independent existence. But, how can Descartes make a legitimate
inference from his independent understanding of mind and body as
completely different things to their independent existence? To answer
this question, recall that every idea of limited or finite things
contains the idea of possible or contingent existence, and so
Descartes is conceiving mind and body as possibly existing all by
themselves without any other creature. Since there is no doubt about
this possibility for Descartes and given the fact that God is all
powerful, it follows that God could bring into existence a mind
without a body and vice versa just as Descartes clearly and distinctly
understands them. Hence, the power of God makes Descartes' perceived
logical possibility of minds existing without bodies into a
metaphysical possibility. As a result, minds without bodies and bodies
without minds would require nothing besides God's concurrence to exist
and, therefore, they are two really distinct substances.
The Second Version

The argument just examined is formulated in a different way later in
the Sixth Meditation:

[T]here is a great difference between the mind and the body,
inasmuch as the body is by its very nature always divisible, while the
mind is utterly indivisible. For when I consider the mind, or myself
in so far as I am merely a thinking thing, I am unable to distinguish
any parts within myself; I understand myself to be something quite
single and complete….By contrast, there is no corporeal or extended
thing that I can think of which in my thought I cannot easily divide
into parts; and this very fact makes me understand that it is
divisible. This one argument would be enough to show me that the mind
is completely different from the body…. (AT VII 86-87: CSM II 59).

This argument can be reformulated as follows, replacing "mind" for "I"
as in the first version:

1. I understand the mind to be indivisible by its very nature.
2. I understand body to be divisible by its very nature.
3. Therefore, the mind is completely different from the body.

Notice the conclusion that mind and body are really distinct is not
explicitly stated but can be inferred from 3. What is interesting
about this formulation is how Descartes reaches his conclusion. He
does not assert a clear and distinct understanding of these two
natures as completely different but instead makes his point based on a
particular property of each. However, this is not just any property
but a property each has "by its very nature." Something's nature is
just what it is to be that kind of thing, and so the term "nature" is
here being used as synonymous with "essence." On this account,
extension constitutes the nature or essence of bodily kinds of things;
while thinking constitutes the nature or essence of mental kinds of
things. So, here Descartes is arguing that a property of what it is to
be a body, or extended thing, is to be divisible, while a property of
what it is to be a mind or thinking thing is to be indivisible.

Descartes' line of reasoning in support of these claims about the
respective natures of mind and body runs as follows. First, it is easy
to see that bodies are divisible. Just take any body, say a pencil or
a piece of paper, and break it or cut it in half. Now you have two
bodies instead of one. Second, based on this line of reasoning, it is
easy to see why Descartes believed his nature or mind to be
indivisible: if a mind or an "I" could be divided, then two minds or
"I's" would result; but since this "I" just is my self, this would be
the same as claiming that the division of my mind results in two
selves, which is absurd. Therefore, the body is essentially divisible
and the mind is essentially indivisible: but how does this lead to the
conclusion that they are completely different?

Here it should be noted that a difference in just any non-essential
property would have only shown that mind and body are not exactly the
same. But this is a much weaker claim than Descartes' conclusion that
they are completely different. For two things could have the same
nature, for example, extension, but have other, changeable properties
or modes distinguishing them. Hence, these two things would be
different in some respect, for example, in shape, but not completely
different, since both would still be extended kinds of things.
Consequently, Descartes needs their complete diversity to claim that
he has completely independent conceptions of each and, in turn, that
mind and body can exist independently of one another.

Descartes can reach this stronger conclusion because these essential
properties are contradictories. On the one hand, Descartes argues that
the mind is indivisible because he cannot perceive himself as having
any parts. On the other hand, the body is divisible because he cannot
think of a body except as having parts. Hence, if mind and body had
the same nature, it would be a nature both with and without parts. Yet
such a thing is unintelligible: how could something both be separable
into parts and yet not separable into parts? The answer is that it
can't, and so mind and body cannot be one and the same but two
completely different natures. Notice that, as with the first version,
mind and body are here being defined as opposites. This implies that
divisible body can be understood without indivisible mind and vice
versa. Accordingly each can be understood as existing all by itself:
they are two really distinct substances.

However, unlike the first version, Descartes does not invoke the
doctrine of clear and distinct ideas to justify his premises. If he
had, this version, like the first, would be absolutely certain from
within Descartes' own epistemological system. But if removed from this
apparatus, it is possible that Descartes is mistaken about the
indivisibility of the mind, because the possibility of the mind
requiring a brain to exist would still be viable. This would mean
that, since extension is part of the nature of mind, it would, being
an extended thing, be composed of parts and, therefore, it would be
divisible. As a result, Descartes could not legitimately reach the
conclusion that mind and body are completely different. This would
also mean that the further, implicit conclusion that mind and body are
really distinct could not be reached either. In the end, the main
difficulty with Descartes' real distinction argument is that he has
not adequately eliminated the possibility of minds being extended
things like brains.
4. The Mind-Body Problem

The real distinction of mind and body based on their completely
diverse natures is the root of the famous mind-body problem: how can
these two substances with completely different natures causally
interact so as to give rise to a human being capable of having
voluntary bodily motions and sensations? Although several versions of
this problem have arisen over the years, this section will be
exclusively devoted to the version of it Descartes confronted as
expressed by Pierre Gassendi, the author of the Fifth Objections, and
Descartes' correspondent, Princess Elizabeth of Bohemia. Their concern
arises from the claim at the heart of the real distinction argument
that mind and body are completely different or opposite things.

The complete diversity of their respective natures has serious
consequences for the kinds of modes each can possess. For instance, in
the Second Meditation, Descartes argues that he is nothing but a
thinking thing or mind, that is, Descartes argues that he is a "thing
that doubts, understands, affirms, denies, is willing, is unwilling,
and also imagines and has sensory perceptions" (AT VII 28: CSM II 19).
It makes no sense to ascribe such modes to entirely extended,
non-thinking things like stones, and therefore, only minds can have
these kinds of modes. Conversely, it makes no sense to ascribe modes
of size, shape, quantity and motion to non-extended, thinking things.
For example, the concept of an unextended shape is unintelligible.
Therefore, a mind cannot be understood to be shaped or in motion, nor
can a body understand or sense anything. Human beings, however, are
supposed to be combinations of mind and body such that the mind's
choices can cause modes of motion in the body, and motions in certain
bodily organs, such as the eye, cause modes of sensation in the mind.

The mind's ability to cause motion in the body will be addressed
first. Take for example a voluntary choice, or willing, to raise one's
hand in class to ask a question. The arm moving upward is the effect
while the choice to raise it is the cause. But willing is a mode of
the non-extended mind alone, whereas the arm's motion is a mode of the
extended body alone: how can the non-extended mind bring about this
extended effect? It is this problem of voluntary bodily motion or the
so-called problem of "mind to body causation" that so troubled
Gassendi and Elizabeth. The crux of their concern was that in order
for one thing to cause motion in another, they must come into contact
with one another as, for example, in the game of pool the cue ball
must be in motion and come into contact with the eight-ball in order
for the latter to be set in motion. The problem is that, in the case
of voluntarily bodily movements, contact between mind and body would
be impossible given the mind's non-extended nature. This is because
contact must be between two surfaces, but surface is a mode of body,
as stated at Principles of Philosophy part II, section 15.
Accordingly, the mind does not have a surface that can come into
contact with the body and cause it to move. So, it seems that if mind
and body are completely different, there is no intelligible
explanation of voluntary bodily movement.

Although Gassendi and Elizabeth limited themselves to the problem of
voluntary bodily movement, a similar problem arises for sensations, or
the so-called problem of "body to mind causation." For instance, a
visual sensation of a tree is a mode of the mind alone. The cause of
this mode would be explained by the motion of various imperceptible
bodies causing parts of the eye to move, then movements in the optic
nerve, which in turn cause various "animal spirits" to move in the
brain and finally result in the sensory idea of the tree in the mind.
But how can the movement of the "animal spirits," which were thought
to be very fine bodies, bring about the existence of a sensory idea
when the mind is incapable of receiving modes of motion given its
non-extended nature? Again, since the mind is incapable of having
motion and a surface, no intelligible explanation of sensations seems
possible either. Therefore, the completely different natures of mind
and body seem to render their causal interaction impossible.

The consequences of this problem are very serious for Descartes,
because it undermines his claim to have a clear and distinct
understanding of the mind without the body. For humans do have
sensations and voluntarily move some of their bodily limbs and, if
Gassendi and Elizabeth are correct, this requires a surface and
contact. Since the mind must have a surface and a capacity for motion,
the mind must also be extended and, therefore, mind and body are not
completely different. This means the "clear and distinct" ideas of
mind and body, as mutually exclusive natures, must be false in order
for mind-body causal interaction to occur. Hence, Descartes has not
adequately established that mind and body are two really distinct
substances.
5. Descartes' Response to the Mind-Body Problem

Despite the obviousness of this problem, and the amount of attention
given to it, Descartes himself never took this issue very seriously.
His response to Gassendi is a telling example:

These questions presuppose amongst other things an explanation of
the union between the soul and the body, which I have not yet dealt
with at all. But I will say, for your benefit at least, that the whole
problem contained in such questions arises simply from a supposition
that is false and cannot in any way be proved, namely that, if the
soul and the body are two substances whose nature is different, this
prevents them from being able to act on each other (AT VII 213: CSM II
275).

So, Descartes' response to the mind-body problem is twofold. First,
Descartes contends that a response to this question presupposes an
explanation of the union between the mind (or soul) and the body.
Second, Descartes claims that the question itself stems from the false
presupposition that two substances with completely different natures
cannot act on each other. Further examination of these two points will
occur in reverse order.

Descartes' principles of causation put forward in the Third Meditation
lie at the heart of this second presupposition. The relevant portion
of this discussion is when Descartes argues that the less real cannot
cause something that is more real, because the less real does not have
enough reality to bring about something more real than itself. This
principle applies on the general level of substances and modes. On
this account, an infinite substance, that is, God, is the most real
thing because only he requires nothing else in order to exist;
created, finite substances are next most real, because they require
only God's creative and conservative activity in order to exist; and
finally, modes are the least real, because they require a created
substance and an infinite substance in order to exist. So, on this
principle, a mode cannot cause the existence of a substance since
modes are less real than finite substances. Similarly, a created,
finite substance cannot cause the existence of an infinite substance.
But a finite substance can cause the existence of another finite
substance or a mode (since modes are less real than substances).
Hence, Descartes' point could be that the completely diverse natures
of mind and body do not violate this causal principle, since both are
finite substances causing modes to exist in some other finite
substance. This indicates further that the "activity" of the mind on
the body does not require contact and motion, thereby suggesting that
mind and body do not bear a mechanistic causal relation to each other.
More will be said about this below.

The first presupposition concerns an explanation of how the mind is
united with the body. Descartes' remarks about this issue are
scattered across both his published works and his private
correspondence. These texts indicate that Descartes did not maintain
that voluntary bodily movements and sensation arise because of the
causal interaction of mind and body by contact and motion. Rather, he
maintains a version of the form-matter theory of soul-body union
endorsed by some of his scholastic-Aristotelian predecessors and
contemporaries. Although a close analysis of the texts in question
cannot be conducted here, a brief summary of how this theory works for
Descartes can be provided.

Before providing this summary, however, it is important to disclaim
that this scholastic-Aristotelian interpretation is a minority
position amongst Descartes scholars. The traditional view maintains
that Descartes' human being is composed of two substances that
causally interact in a mechanistic fashion. This traditional view led
some of Descartes' successors, such as Malebranche and Leibniz (who
also believed in the real distinction of mind and body), to devise
metaphysical systems wherein mind and body do not causally interact
despite appearances to the contrary. Other philosophers considered the
mind-body problem to be insurmountable, thereby denying their real
distinction: they claim that everything is either extended (as is
common nowadays) or mental (as George Berkeley argued in the 18th
century). Indeed, this traditional, mechanistic interpretation of
Descartes is so deeply ingrained in the minds of philosophers today,
that most do not even bother to argue for it. However, a notable
exception is Marleen Rozemond, who argues for the incompatibility of
Descartes' metaphysics with any scholastic-Aristotelian version of
mind or soul-body union. Those interested in closely examining her
arguments should consult her book Descartes's Dualism. A book arguing
in favor of the scholastic-Aristotelian interpretation is entitled
Descartes and the Metaphysics of Human Nature; Chapter 5 specifically
addresses Rozemond's concerns.

Two major stumbling blocks Rozemond raises for the
scholastic-Aristotelian interpretation concern the mind's status as a
substantial form and the extent to which Descartes can maintain a form
of the human body. However, recall that Descartes rejects substantial
forms because of their final causal component. Descartes' argument was
based on the fact (as he understood it) that the scholastics were
ascribing mental properties to entirely non-mental things like stones.
Since the mind is an entirely mental thing, these arguments just do
not apply to it. Hence, Descartes' particular rejection of substantial
forms does not necessarily imply that Descartes did not view the mind
as a substantial form. Indeed, as Paul Hoffman noted:

Descartes really rejects the attempt to use the human soul as a model
for explanations in the entirely physical world. This makes it
possible that Descartes considered the human mind to be the only
substantial form. At first glance this may seem ad hoc but it is also
important to notice that rejecting the existence of substantial forms
with the exception of the mind or rational soul was not uncommon
amongst Descartes' contemporaries.

Although the mind's status as a substantial form may seem at risk
because of its meager explicit textual support, Descartes suggests
that the mind a "substantial form" twice in a draft of open letter to
his enemy Voetius:

Yet, if the soul is recognized as merely a substantial form, while
other such forms consist in the configuration and motion of parts,
this very privileged status it has compared with other forms shows
that its nature is quite different from theirs (AT III 503: CSMK
207-208).

Descartes then remarks "this is confirmed by the example of the soul,
which is the true substantial form of man" (AT III 508: CSMK 208).
Although other passages do not make this claim explicitly, they do
imply (in some sense) that the mind is a substantial form. For
instance, Descartes claims in a letter to Mesland dated 9 February
1645, that the soul is "substantially united" with the human body (AT
IV 166: CSMK 243). This "substantial union" was a technical term
amongst the scholastics denoting the union between a substantial form
and matter to form a complete substance. Consequently, there is some
reason for believing that the human mind is the only substantial form
left standing in Descartes' metaphysics.

Another major stumbling block recognized by Rozemond is the extent to
which, if any, Descartes' metaphysics can maintain a principle for
organizing extension into a human body. This was a point of some
controversy amongst the scholastics themselves. Philosophers
maintaining a Thomistic position argued that the human soul is the
human body's principle of organization. While others, maintaining a
basically Scotistic position, argued that some other form besides the
human soul is the form of the body. This "form of corporeity"
organizes matter for the sake of being a human body but does not
result in a full-fledged human being. Rather it makes a body with the
potential for union with the human soul. The soul then actualizes this
potential resulting in a complete human being. If Descartes did hold a
fundamentally scholastic theory of mind-body union, then is it more
Thomistic or Scotistic? Since intellect and will are the only
faculties of the mind, it does not have the faculty for organizing
matter for being a human body. So, if Descartes' theory is scholastic,
it must be most in line with some version of the Scotistic theory.
Rozemond argues that Descartes' rejection of all other substantial
forms (except the human mind or soul) precludes this kind of theory
since he cannot appeal to the doctrine of substantial forms like the
Scotists.

Although Descartes argues that bodies, in the general sense, are
constituted by extension, he also maintains that species of bodies are
determined by the configuration and motion of their parts. This
doctrine of "configuration and motion of parts" serves the same
purpose as the doctrine of substantial forms with regards to entirely
physical things. But the main difference between the two is that
Descartes' doctrine does not employ final causes. Recall that
substantial forms organize matter for the purpose of being a species
of thing. The purpose of a human body endowed with only the form of
corporeity is union with the soul. Hence, the organization of matter
into a human body is an effect that is explained by the final cause or
purpose of being disposed for union. But, on Descartes' account, the
explanatory order would be reversed: a human body's disposition for
union is an effect resulting from the configuration and motion of
parts. So, even though Descartes does not have recourse to substantial
forms, he still has recourse to the configuration of matter and to the
dispositions to which it gives rise, including "all the dispositions
required to preserve that union" (AT IV 166: CSMK 243). Hence, on this
account, Descartes gets what he needs, namely, Descartes gets a body
properly configured for potential union with the mind, but without
recourse to the scholastic notion of substantial forms with their
final causal component.

Another feature of this basically Scotistic position is that the soul
and the body were considered incomplete substances themselves, while
their union results in one, complete substance. Surely Descartes
maintains that mind and body are two substances but in what sense, if
any, can they be considered incomplete? Descartes answers this
question in the Fourth Replies. He argues that a substance may be
complete insofar as it is a substance but incomplete insofar as it is
referred to some other substance together with which it forms yet some
third substance. This can be applied to mind and body as follows: the
mind insofar as it is a thinking thing is a complete substance, while
the body insofar as it is an extended thing is a complete substance,
but each taken individually is only an incomplete human being.

This account is repeated in the following excerpt from a letter to
Regius dated December 1641:

For there you said that the body and the soul, in relation to the
whole human being, are incomplete substances; and it follows from
their being incomplete that what they constitute is a being through
itself (that is, an ens per se; AT III 460: CSMK 200).

The technical sense of the term "being through itself" was intended to
capture the fact that human beings do not require any other creature
but only God's concurrence to exist. Accordingly, a being through
itself, or ens per se, is a substance. Also notice that the claim in
the letter to Regius that two incomplete substances together
constitute a being through itself is reminiscent of Descartes' remarks
in the Fourth Replies. This affinity between the two texts indicates
that the union of mind and body results in one complete substance or
being through itself. This just means that mind and body are the
metaphysical parts (mind and body are incomplete substances in this
respect) that constitute one, whole human being, which is a complete
substance in its own right. Hence, a human being is not the result of
two substances causally interacting by means of contact and motion, as
Gassendi and Elizabeth supposed, but rather they bear a relation of
act and potency that results in one, whole and complete substantial
human being.

This sheds some light on why Descartes thought that an account of
mind-body union would put Gassendi's and Elizabeth's concerns to rest:
they misconceived the union of mind and body as a mechanical relation
when in fact it is a relation of act and potency. This avoids
Gassendi's and Elizabeth's version of this problem. This aversion is
accomplished by the fact that modes of voluntary motion (and
sensations, by extrapolation) should be ascribed to a whole human
being and not to the mind or the body taken individually. This is made
apparent in a 21 May 1643 letter to Elizabeth where Descartes
distinguishes between various "primitive notions." The most general
are the notions of being, number, duration, and so on, which apply to
all conceivable things. He then goes on to distinguish the notions of
mind and body:

Then, as regards body in particular, we have only the notion of
extension, which entails the notions of shape and motion; and as
regards the soul on its own, we have only the notion of thought, which
includes the perceptions of the intellect and the inclinations of the
will (AT III 665: CSMK 218).

Here body and soul (or mind) are primitive notions and the notions of
their respective modes are the notions "entailed by" or "included in"
these primitives. Descartes then discusses the primitive notion of
mind-body union:

Lastly, as regards the soul and the body together, we have only
the notion of their union, on which depends our notion of the soul's
power to move the body, and the body's power to act on the soul and
cause its sensations and passions (AT III 665: CSMK 218).

In light of the immediately preceding lines, this indicates that
voluntary bodily movements and sensations are not modes of the body
alone, or the mind alone, but rather are modes of "the soul and the
body together." This is at least partially confirmed in the following
lines from Principles, part I, article 48:

But we also experience within ourselves certain other things,
which must not be referred either to the mind alone or to the body
alone. These arises, as will be made clear in the appropriate place,
from the close and intimate union of our mind with the body. This list
includes, first, appetites like hunger and thirds; secondly, the
emotions or passions . . . (AT VIIIA 23: CSM I 209).

These texts indicate that the mind or soul is united with the body so
as to give rise to another whole complete substance composed of these
two metaphysical parts. And, moreover, this composite substance now
has the capacity for having modes of its own, namely, modes of
voluntary bodily movement and sensation, which neither the mind nor
the body can have individually. So, voluntary bodily movements are not
modes of the body alone caused by the mind, nor are sensations modes
of the mind alone caused by the body. Rather, both are modes of a
whole and complete human being. On this account, it makes no sense to
ask how the non-extended mind can come into contact with the body to
cause these modes. To ask this would be to get off on the wrong foot
entirely, since contact between these two completely diverse
substances is not required for these modes to exist. Rather all that
is necessary is for the mind to actualize the potential in a properly
disposed human body to form one, whole, human being to whom is
attributed modes of voluntary movement and sensation.

Although the scholastic-Aristotelian interpretation avoids the
traditional causal interaction problem based on the requirements of
contact and motion, it does run up against another version of that
problem, namely, a problem of formal causation. This is a problem
facing any scholastic-Aristotelian theory of mind or soul-body union
where the soul is understood to be an immaterial substantial form.
Recall that the immaterial mind or soul as substantial form is suppose
to act on a properly disposed human body in order to result in a
full-fledged human being. The problem of formal causal interaction is:
how can an immaterial soul assubstantial form act on the potential in
a material thing? Can any sense be made of the claim that a
non-extended or immaterial things acts on anything? Descartes noticed
in a letter to Regius (AT III 493: CSMK 206) that the scholastics did
not try to answer this question and so he and Regius need not either.
The likely explanation of their silence is that the act-potency
relation was considered absolutely fundamental to
scholastic-Aristotelian philosophy and, therefore, it required no
further explanation. So, in the end, even if Descartes' theory is as
described here, it does not evade all the causal problems associated
with uniting immaterial souls or mind to their respective bodies. ,
However, if this proposed account is true, it helps to cast Descartes'
philosophy in a new light and to redirect the attention of scholars to
the formal causal problems involved.
6. References and Further Reading
Primary Sources

* Descartes, Rene, Ouevres de Descartes, 11 vols., eds. Charles
Adam and Paul Tannery, Paris: Vrin, 1974-1989.
o This is still the standard edition of all of Descartes'
works and correspondence in their original languages. Cited in the
text as AT, volume, page.
* Descartes, Rene, The Philosophical Writings of Descartes, 3
vols., trans. John Cottingham, Robert Stoothoff, Dugald Murdoch and
Anthony Kenny, Cambridge: Cambridge University Press, 1984-1991
o This is the standard English translation of Descartes
philosophical works and correspondence. Cited in the text as CSM or
CSMK, volume, page.

Secondary Sources

* Broughton, Janet and Mattern, Ruth, "Reinterpreting Descartes on
the Notion of the Union of Mind and Body," Journal of the History of
Philosophy 16 (1978), 23-32.
o A reinterpretation of the notion of mind-body union in the
correspondence with Elizabeth, which addresses Radner's interpretation
of it. See below.
* Garber, Daniel, "Understanding Interaction: What Descartes
Should Have Told Elizabeth," Southern Journal of Philosophy, Supp. 21
(1983), 15-32.
o Article addressing the issues of the primitive notions and
how this theory should be used to explain mind-body causal interaction
to Elizabeth.
* Hoffman, Paul, "The Unity of Descartes' Man," The Philosophical
Review 95 (1986), 339-369.
o Article arguing that Descartes' theory of mind-body union
is more in line with scholastic-Aristotelian theories of soul-body
union than previously supposed.
* Kenny, Anthony, Descartes: A Study of His Philosophy, New York:
Random House, 1968. See especially chapters 4 and 10.
o These chapters provide classic interpretations of the real
distinction between mind and body and the mind-body problem.
* Mattern, Ruth, "Descartes' Correspondence with Elizabeth
Concerning both the Union and Distinction of Mind and Body" in
Descartes: Critical and Interpretive Essays, ed. Michael Hooker,
Baltimore: John Hopkins University Press, 1978, 212-222.
o Short essay examining Descartes' correspondence with
Elizabeth on this issue and how it was supposed to direct her to a
correct understanding of mind-body causal interaction.
* Radner, Daisie, "Descartes' Notion of the Union of Mind and
Body," Journal of the History of Philosophy 9 (1971), 159-170.
o This is the first article in Anglo-American scholarship to
address the issue of mind-body union. It addresses several texts,
including the letter to Elizabeth enumerating the primitive notions.
* Rozemond, Marleen, Descartes's Dualism, Cambridge: Harvard
University Press, 1998.
o This book argues for a particular understanding of the
real distinction between mind and body that would preclude Hoffman's
scholastic-Aristotelian account of their union.
* Skirry, Justin, Descartes and the Metaphysics of Human Nature,
London and New York: Thoemmes-Continuum Press, 2005.
o This book takes issue with Rozemond's account of the
mind-body union through a close re-examination of fundamental features
of Descartes' metaphysics and by building on certain features of
Hoffman's account.
* Voss, Stephen, "Descartes: The End of Anthropology" in Reason,
Will and Sensation, ed. John Cottingham, Oxford: Clarendon Press,
1994.
o This essay provides a close textual analysis of Descartes'
account of the union of mind and body on the supposition that he
maintained a Platonic rather than scholastic-Aristotelian theory of
mind-body union.
* Williams, Bernard, Descartes: The Project of Pure Enquiry,
Sussex: Harvester Press, 1978. See especially chapter 4.
o This is another classic account of the mind-body relation
in Descartes.
* Wilson, Margaret, Descartes, London and Boston: Routledge and
Kegan Paul, 1978.
o Provides classic accounts of the real distinction argument
and issues concerning mind-body causal interaction.